Secure financial data protection concept

Privacy Policy

Effective Date: October 24, 2023

1. Introduction

At Indigo Capital, we recognize that our clients entrust us with significant financial assets and highly sensitive personal information. This Privacy Policy outlines our commitment to maintaining the confidentiality, integrity, and security of that information. As a premier New York-based financial services firm, we comply with all applicable U.S. federal and state regulations regarding data privacy.

2. Information We Collect

To provide professional investment management and wealth planning services, we collect non-public personal information (NPI) from the following sources:

  • Information provided on applications or other forms (name, address, Social Security Number, financial net worth, and investment experience).
  • Information about your transactions with us, our affiliates, or others.
  • Information from portfolio analysis tools and secure client portals.

3. Sharing of Information

Indigo Capital does not disclose any non-public personal information about our clients or former clients to anyone, except as permitted or required by law. We may share information with non-affiliated third parties (such as broker-dealers or custodians) only as necessary to provide the services you have requested.

4. How We Protect Your Data

We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your non-public personal information. This includes:

Encryption
256-bit SSL encryption for all data transfers.
Access Control
Strict internal protocols and two-factor authentication.
Monitoring
Continuous 24/7 security auditing of our systems.